9. The Dead End of Kantianism
The German philosopher Immanuel Kant (1724-1804) marks the beginning of a turning point in philosophy. He was born in Königsberg, Prussia, where he spent most of his life. A liberal in politics, he was influenced by the ideas of Rousseau, and sympathised with the French Revolution, at least in the early stages. The other great influence on his thought was science, which at the time was making spectacular advances. Kant himself made an important contribution to science, particularly in his General Natural History and Theory of the Heavens (1755), where he put forward the nebular hypothesis for the formation of the solar system, a theory later developed by Laplace, and now generally accepted.
When Kant began his intellectual activity, German philosophy had reached a dead end. The brilliant flashes of inspiration that characterised the thought of Leibniz did not really add up to a coherent school of philosophy. After his death, Christian Wolff tried to turn it into a system, but succeeded only in vulgarising it. In Wolff’s hands, Leibniz’s profound intuitions about the world became transformed into the most arid formalism. Kant was repelled by this metaphysical speculation, which attempted to solve the mysteries of the universe, not by looking at nature, but by endless abstract reasoning. Meanwhile, in the real world, a new spirit was stirring. The natural sciences were developing quickly, especially in Britain and France. Even in sleepy Germany, where the Thirty Years’ War had paralysed progress, there was a renewal of culture in the Aufklärung, the German equivalent of the French Enlightenment. Kant was the true child of his times.
His most important work, the Critique of Pure Reason, was first published in 1781 when he was fifty-seven years old, although it was subsequently revised in the second edition in 1787. In this work, Kant attempts to resolve the problem of knowledge, which had caused a crisis in philosophy, the clearest expression of which was the subjective idealism of Berkeley and the scepticism of Hume. Kant’s declared aim was to finish off the old metaphysics, which:
[A]ppears to furnish an arena specially adapted for the display of skill or the exercise of strength in mock-contests – a field in which no combatant ever yet succeeded in gaining an inch of ground, in which, at least, no victory was ever yet crowned with permanent possession.[1]
The great successes of natural science, especially in Britain, meant that knowledge could not be confined to mere abstract speculation, which sucked its theories out of its thumb. Determined to break with this ‘metaphysics’, Kant decided that it was necessary to go back to fundamentals. He decided to tackle the thorny question of how true knowledge was to be obtained. On the one hand, the striking advances of natural science pointed the way forward. All those questions about the nature of the universe and man’s place in it could not be solved by abstract speculation, but only by observation and experiment.
The task of the sciences is not merely to collect a heap of facts. It is to obtain a rational insight into the workings of nature. For this, mere generalisations are insufficient. Thinking must not be passive but active, as Kant understood. It is not an accident that the title of his greatest work refers to Reason (Vernunft), which he clearly distinguishes from mere Understanding (Verstand). But are the forms of reason adequate to comprehend reality? Kant subjected these logical forms to a searching criticism, and showed that the traditional logic falls into a state of contradiction (antimony). Kant showed that it was possible to derive diametrically opposite conclusions from the same propositions. But in Kant, this contradiction remains unresolved.
KANT’S THEORY OF KNOWLEDGE
The relation of subject-object was a central question in philosophy for centuries. To simplify things, the mechanical materialists laid all the stress on the object (material reality, nature), leaving no role for the thinking subject, which was portrayed as a passive receptacle, whereas the idealists laid all the stress on the subject (mind, the Idea, etc.).
Kant asks what we can know, and how we can know it. This is one of the central questions of philosophy – the theory of knowledge or cognition (‘epistemology’). We derive the greater part of our knowledge from observing the real world. From an early age, we see things, we listen, we touch, and so on. Gradually, we build up a picture of the world in which we live. This kind of knowledge is the knowledge of sense-perception. For empiricists like Locke, there is no other kind. Here Kant disagrees. In getting to know the world, the mind is not merely an empty vessel, which can be filled with any content (Locke described it as a tabula rasa – a blank slate). For Kant, the act of cognition is not passive, but active. We do not simply make a list of the things we see, but consciously select, order and interpret them. For this, the mind has its own method and rules. There are forms of thought which we apply, consciously or unconsciously, when we attempt to understand the information provided by our senses (‘sense data’).
Kant argues that there are two kinds of knowledge. While most knowledge is derived from experience, part of our knowledge is a priori (from the Latin meaning “from the beginning”), and not derived from experience. In Kant’s opinion, we can only know what is given to us in sense experience. However, the things-in-themselves, which cause our sensations, cannot be known. Here, Kant is skating on thin ice. Although he denied it, these views seem to be similar to the subjective idealism of Hume and Berkeley. Kant changed some of his formulations in the second edition to try to avoid this conclusion. In the first edition, some of his formulations could be read so as to imply that the thinking subject might be the same thing as the object which it perceives. Later, he changed this, insisting that things outside ourselves certainly exist, but they manifest themselves to us only in appearance, not as they are in themselves.
According to Kant, there are some ideas which are not derived from sense-perception. This shows the difference between the philosophy of Kant and that of Locke, who held that all knowledge whatsoever came from the senses. By contrast, Kant claimed that some knowledge was inborn, for instance, the knowledge of space and time. If we make abstractions from all physical aspects of phenomena, he says, we are left with just two things – time and space. Now, time and space, together with motion, are the most general and fundamental properties of matter. The only way that it is possible to understand them is in relation to material things. But Kant was an idealist. He insisted that the notions of time and space were inborn. They did not come from experience, but were what he called a priori.
To support his idea, Kant uses a very peculiar mode of reasoning. He maintains that, whereas it is impossible to think of objects without time, it is quite possible to think of time without objects; the same in relation to space. In point of fact, space and time are inseparable from matter, and it is impossible to conceive of them as apart from matter.
Kant states that it is possible to imagine space with nothing in it, but impossible to imagine no space. But this is not so. Space without matter is just as much an empty abstraction as matter without space. In point of fact, time, space and motion are the mode of existence of matter, and can be conceived of in no other way. Kant’s idea that time and space are subjective phenomena has been refuted by the discoveries of science.
In Anti-Dühring, Engels shows that the whole concept of a priori knowledge is false. All ideas are ultimately derived from reality, even the axioms of mathematics. It is true that, if we leave aside all the material qualities of a thing, all that is left is space and time.
However, these are now empty abstractions. They cannot stand on their own, any more than there can be fruit, without apples, pears, oranges etc.; or humanity, without human beings, and so on. The only difference is that the idea of fruit, or humanity, are abstractions of a particular kind of matter, whereas time and space are the most general features, or, more correctly, the mode of existence, of matter in general.
THE THING-IN-ITSELF
All human knowledge (cognition) is the product of two factors – the cognising subject and the cognised object. The raw material of knowledge is provided by the external object (the physical world), whereas the subject (the thinking mind) gives form and meaning to the information of the senses. Kant, unlike Berkeley, accepts the existence of an external world, without which there would be no possibility of knowledge, or experience. Nevertheless, Kant denies that it is possible to know things as they are ‘in themselves’. We can only know appearances. His fundamental mistake was not to see the relation between appearance and essence. It is wrong to think that we can only know ‘appearances’. When I know the property of the thing, I know the thing itself. There is nothing else to know; no ‘beyond’, no Thing-in-Itself.
Now it has been the conviction of every age that the only way of getting to know a thing was precisely by taking the material given to us by our senses, and analysing it by means of reflection. This, and nothing else, is the process of cognition. Here, for the first time, we are confronted with the assertion that there is some kind of difference between what we can see and experience and the ‘real’ nature of things. This is a most peculiar notion, and one which runs counter to all human experience. It therefore demands a very clear justification. But the fact is that Kant does not justify it at all. He merely asserts it in a dogmatic manner, which is the opposite of what he set out to do.
“It marks the diseased state of the age”, remarks Hegel, “when we see it adopt the despairing creed that our knowledge is only subjective, and that beyond this subjective we cannot go.”[2]
Hegel, like Kant, was an idealist, but he was an objective idealist, who never denied that it was possible to know the real world. Such objective idealism is far superior, with all its faults, to the complete confusion which comes from subjective idealism. It is therefore not surprising that in the ‘diseased state’ of our own age, it is Kant, not Hegel, who has found most favour with philosophers and scientists, who wish to convince us that we cannot really assert that the physical world exists, or that we cannot know what happened before the ‘big bang’ (and must not ask), or that the behaviour of subatomic particles depends exclusively on whether we are present to observe them.
Against this, we agree a hundred times with Hegel when he says that:
[E]verything we know both of outward and inward nature, in one word, the objective world, is in its own self the same as it is in thought, and that to think is to bring out the truth of our object, be it what it may. The business of philosophy is only to bring into explicit consciousness what the world in all ages has believed about thought. Philosophy therefore advances nothing new; and our present discussion has led us to a conclusion which agrees with the natural belief of mankind.[3]
Evidently, at any given moment in time, we cannot know everything about a phenomenon. Truth is as infinite as the universe itself. But the entire history of human thought is characterised by a constant movement from ignorance to knowledge. What we do not know today, we will discover tomorrow. Therefore, it is a serious mistake to confuse what is not known with what cannot be known. Kant’s Thing-in-Itself is merely a way of indicating our present limitations. It is not a mystery, but a problem to be solved. What is today a Thing-in-Itself will tomorrow be a Thing-for-Us. This is the message of the whole history of thought in general, and science in particular.
In reality, the Thing-in-Itself is an empty abstraction. If we take away all the properties of an object which are knowable, we are left with precisely nothing. As J. N. Findlay, echoing Hegel, correctly observes: “The Thing-in-itself which Kant holds to be unknowable is really the most completely knowable of abstractions; it is what we get when we deliberately leave out all empirical content and every vestige of categorical structure.”[4] There is a fundamental difference between what is not known and what is unknowable. Kant here slides into agnosticism, the impotent doctrine that says that there are certain things which cannot be known, and therefore, that there are certain questions which cannot be asked. Findlay is harsh but not unjust when he concludes that “Kant, in short, is in a permanent philosophical muddle, and never knows where he has got to nor where he is going.”[5] The notion of the unknowable Thing-in-Itself is undoubtedly the weakest part of Kant’s philosophy, and for that very reason is practically the only bit which has been taken over by the modern philosophers and scientists.
The source of Kant’s error was to regard appearance and essence as two mutually exclusive things. Thought, instead of being seen as a bridge uniting the thinking subject with the world, is conceived of as a barrier, something standing between the subject and the object. Kant conceives of thought as an instrument which we use to understand the world. This is an unsatisfactory formulation, as Hegel explains:
A main line of argument in the Critical [i.e., Kantian – AW] Philosophy bids us pause before proceeding to inquire into God or into the true being of things, and tells us first of all to examine the faculty of cognition and see whether it is equal to such an effort. We ought, says Kant, to become acquainted with the instrument, before we undertake the work for which it is to be employed; for if the instrument be insufficient, all our trouble will be spent in vain. The plausibility of this suggestion has won for it general assent and admiration; the result of which has been to withdraw cognition from an interest in its objects and absorption in the study of them, and to direct it back upon itself; and so turn it to a question of form.[6]
Hegel points out that thought is not an ‘instrument’, like a tool which can be examined before commencing a job. We would be faced with the paradox that the ‘tool’ would have to examine itself, since thought can only be examined by thinking. To seek to know before we know is like the conduct of a man who refuses to go into the water until he has learnt how to swim. Men and women thought long before logic was ever conceived. In point of fact, the forms of thought, including logic, are the product of a very long period of human development, both mental and practical. The objects of the physical world are immediately given to us in sense-perception. But the matter does not stop there. The understanding gets to work on the information given to it by the senses. It is analysed, broken down into its parts. This is known as mediation in philosophy.
Marx’s son-in-law, the French socialist Paul Lafargue, very wittily explains the practical consequences of the theory of the Thing-in-Itself:
The workingman who eats sausage and receives a hundred sous a day knows very well that he is robbed by the employer and is nourished by pork meat, that the employer is a robber and that the sausage is pleasant to the taste and nourishing to the body. Not at all, say the bourgeois sophists, whether they are called Pyrrho, Hume or Kant. His opinion is personal, an entirely subjective opinion; he might with equal reason maintain that the employer is his benefactor and that the sausage consists of chopped leather, for he cannot know things-in-themselves.
The question is not properly put, that is the whole trouble…
In order to know an object, man must first verify whether his senses deceive him or not…
The chemists have gone deeper – they have penetrated into bodies, they have analysed them, decomposed them into their elements, and then performed the reverse procedure, they have recomposed them from their elements. And from the moment that man is able to produce things for his own use from these elements, he may, as Engels says, assert that he knows the things-in-themselves. The God of the Christians, if he existed and if he had created the world, could do no more.[7]
Despite his undoubted genius, Kant did a disservice to philosophy and science by implicitly placing a limit on human knowledge. The theory of the unknowable, that part of Kant’s philosophy which should have been allowed to quietly sink without trace, is precisely the one thing of Kant which has been taken over in our epoch by those, like Heisenberg, who wish to introduce mysticism into science. While Kant attempted a critique of the forms of logic (this was his great merit), he displayed a certain inconsistency, for example, in accepting the law of contradiction. This led him into new problems.
THE FORMS OF LOGIC
The most important aspect of the Critique of Pure Reason is Kant’s criticism of logic:
That Logic has advanced in this sure course, even from the earliest times, is apparent from the fact that, since Aristotle, it has been unable to advance a step, and thus to all appearance has reached its completion.[8]
An important part of Kant’s inquiry concerns the nature of thought-forms in general, and particularly the forms of logic. Where do they come from? What do they represent? How far do they reflect the truth? It was to Kant’s credit that he asked these questions, although he did not provide an adequate answer, being content to leave that to his successors. This question really goes to the heart of the fundamental question of all philosophy – the relation between thought and being, between mind and matter. Like Hegel, Kant had a very poor opinion of formal logic, a “specious art … which gives to all our cognitions the form of the understanding.”[9] Kant was the first one to distinguish between Understanding (Verstand) and Reason (Vernunf). Although it plays an important role, for Kant, Understanding is the lowest form of rational thinking. It takes things as they are, and bases itself on the registration and a superficial classification of the bare fact of existence. This is the basis of formal logic, and also ‘common sense’, which takes things to be just as they seem.
But the process of thinking does not stop at the level of understanding and immediate sense experience. In order to proceed towards a dialectical understanding we need the intervention of Reason, which goes beyond what is immediately given, breaks it down into its constituent parts, and puts it together again. This is the role of the Dialectic. Up until Kant, the art of dialectics had been virtually forgotten. It was regarded as mere trickery and sophism, the ‘logic of illusion’. It was Kant’s great achievement to restore dialectics to its rightful place in philosophy, as a higher form of logic.
Kant attempts to put human knowledge on a sound basis, by insisting that it must be based upon experience. However, this is insufficient. Initially, in the process of cognition, we are confronted with a confused mass of data, with no logical thread or necessary connection. This would not generally be thought of as real knowledge, still less scientific knowledge. We expect something more. In order to make sense of the information provided by the senses, it is necessary for reason to be active, not merely passive:
They [the natural scientists] learned that reason only perceives that which it produces after its own design; that it must not be content to follow, as it were, in the leading-strings of nature, but must proceed in advance with principles of judgment according to unvarying laws, and compel nature to reply to its questions. For accidental observations, made according to no preconceived plan, cannot be united under a necessary law. But it is this that reason seeks for and requires. It is only the principles of reason which can give to concordant phenomena the validity of laws, and it is only when experiment is directed by these rational principles that it can have any real utility. Reason must approach nature with the view, indeed, of receiving information from it, not, however, in the character of a pupil, who listens to all that his master chooses to tell him, but in that of a judge, who compels the witnesses to reply to those questions which he himself thinks fit to propose.[10]
There is an important difference between the way that Kant and Aristotle understood the laws of logic. For Aristotle, these were laws of things, whereas, for the idealist Kant, they are laws of thought only. The nub of the matter is that, for Kant, the law of identity, for example, cannot be found in the objects themselves. It is merely applied to them by consciousness. Thus, for Kant, logic is only a convenient method for ordering and classifying things, whereas dialectics, as Marxists see it, derives its laws from the real world, and applies them back again. This mistaken conception of Kant has been carried over into modern logic and mathematics, where it is often asserted that laws, theorems, etc., are only formal ideas which are used for the sake of convenience, but which have no real relation to the objective world.
THE ‘ANTINOMIES’
The most interesting part of the Critique of Pure Reason is known as the antinomies. In these, Kant shows the contradictions that exist in thought. Thus, starting with the laws of formal logic, and applying them to the world of experience, Kant precedes to show the contradictions which arise. Kant takes this as proof of the unknowability of the Thing-in-Itself, instead of seeing that the contradictions are objective, and present in the phenomena themselves.
The fundamental problem here is: how do the forms of logic relate to the real world? The categories of formal logic tell us absolutely nothing about the real world. It was the task of science to discover the laws of the real world through observation and experiment. However, the picture of the world was never complete, since science would inevitably discover new fields all the time, and would have to constantly readjust its theories and propositions. This is the real process. However, Kant drew entirely different conclusions.
Not until Hegel was the reason for these contradictions explained. The problem arises from the nature of formal logic itself, which takes opposites to be mutually exclusive. For example, the logical category of identity presupposes its opposite – difference. When we say that something is, we think we have identified it. However, it only has identity in comparison to other things. John is John, because he is not Peter, Paul, etc. Thus, identity presupposes difference, and has no meaning in isolation. In general, things have no meaning unless taken together with their opposites. Life cannot be understood without death. North and south, right and left, male and female, good and bad, can only have meaning in relation to their opposites. The unity of opposites is a fundamental fact of existence.
Hegel later explained that pure, undifferentiated being is the same as nothing. If we merely confine ourselves to the assertion that a thing is, without explaining its concrete properties, internal contradictions, motion and change, and manifold relations, we do not really grasp the truth about it. Without further concretisation, simple being turns out to be an empty abstraction. This particular contradiction (“antimony”) can only be resolved by understanding that being and not being are not mutually exclusive, but are combined in the process of becoming.
Similarly, the polar opposites cause and effect have to be united as interaction. If we attempt to isolate a particular cause and effect, we immediately land ourselves in a contradiction, since there are always an infinite number of causes which precede the given case; in fact, behind each isolated fact is the whole history of the universe. Similarly, if we attempt to understand a particular fact as a cause, we will enter into an endless chain of phenomena, following it in time, into infinity.
How to solve this contradiction? If we keep within the rules of formal logic, the only solution to Kant’s antinomies is to deny the validity of exactly one half of its categories, recognising only the other half. The mediaeval Schoolmen, for example, declared chance (accident) to be a purely subjective concept, a product of ignorance of the causes. Everything in the universe was absolutely determined, in fact, preordained from the beginning to the end by the Supreme Being. Likewise, Identity was proclaimed to be absolute, and Contradiction rigorously prohibited by the traditional logic.
Kant points out in the section on the antinomies that contradiction is not just a trick of sophists, but is inevitable. The antinomies, where he gives two sets of proofs for two contrary propositions, are “not mere sophistries – are not fallacious, but grounded on the nature of reason…”[11]
Unfortunately for speculation – but perhaps fortunately for the practical interests of humanity – reason, in the midst of her highest anticipations, finds herself hemmed in by a press of opposite and contradictory conclusions, from which neither her honour nor her safety will permit her to draw back. Nor can she regard these conflicting trains of reasoning with indifference as mere passages at arms, still less can she command peace; for in the subject of the conflict she has a deep interest. There is no other course left open to her, than to reflect with herself upon the origin of this disunion in reason – whether it may not arise from a mere misunderstanding. After such an inquiry, arrogant claims would have to be given up on both sides; but the sovereignty of reason over understanding and sense would be based upon a sure foundation.[12]
The real resolution is the never-ending process of deepening knowledge:
For it [reason] can give no answer to our question respecting the conditions of its synthesis – except such as must be supplemented by another question, and so on to infinity. According to it, we must rise from a given beginning to one still higher; every part conducts us to a still smaller one; every event is preceded by another event which is its cause; and the conditions of existence rest always upon other and still higher conditions, and find neither end nor basis in some self-subsistent thing as the primal being.[13]
Every answer only gives rise to a new question, and so on ad infinitum. There are no final answers. No end to the process. Therefore, dialectical thought is undogmatic and open-ended. The solution to the supposedly ‘unsolvable’ problems is given by the never-ending process of the history of science and human thought in general. The only way of resolving the contradictions in thought was by a complete overhaul of logic, breaking down the old rigid schemas, which did not and could not faithfully reflect the reality of a moving, changing, living, contradictory world. Hegel hailed Kant for reintroducing the notion of contradiction into logic.
And to offer the idea that the contradiction introduced into the world of Reason by the categories of Understanding is inevitable and essential was one of the most important steps in the progress of Modern Philosophy.[14]
However, having posed the question, Kant was unable or unwilling to provide the answer: “But the more important the issue thus raised the more trivial was the solution.”[15]
Kant did not achieve this revolution. But his great merit was to point the way forward. Kant gave philosophy a new lease of life, by subjecting the old forms of thought to a thorough criticism, revealing their inherently unsatisfactory and contradictory nature. The Critique of Pure Reason showed that contradictions were inherent in thinking. In so doing, Kant reintroduced dialectics into philosophy. Hitherto, dialectics was regarded as a purely subjective method of reasoning. Kant showed that dialectics was neither arbitrary nor subjective, but an entirely valid method of reasoning.
Revolutionary though it was for its time, Kant’s philosophy cannot be regarded as a satisfactory solution to the problems posed by it. More than anything, Kant’s dialectic resembles the old Socratic dialectic of discussion. There is some merit in this. The struggle between opposed conceptions, in which due weight is given to the arguments of the other side, and arguments are put forward for and against in a rigorous way, can lead to a general increase in awareness of the questions involved. Yet there is something unsatisfactory about it; a kind of agnosticism; the superficial idea that “the truth is never all on one side,” and so forth.
Kant’s antinomies are only four in number. It was left to Hegel to point out that, in fact everything contains an “antimony” (contradiction):
That true and positive meaning of the antinomies is this: that every actual thing involves a coexistence of opposed elements. Consequently to know, or, in other words, to comprehend an object is equivalent to being conscious of it as a concrete unity of opposed determinations.[16]
Kant’s merit was to submit the traditional forms of logic to a thoroughgoing criticism. His defect lay in his subjectivist position on the theory of knowledge. This was the source of his main weaknesses – ambiguity, inconsistency and agnosticism. In failing to make a clean break with the traditional logic, while exposing its limitations, Kant landed himself in all kinds of insoluble contradictions, which he left unresolved. The problem of the relation between subject and object (thought and being) was only finally resolved by Marx and Engels, who pointed out that, ultimately, all the problems of philosophy are resolved in practice:
All social life is essentially practical. All mysteries which lead theory to mysticism find their rational solution in human practice and in the comprehension of this practice.[17]
Endnotes
[1] I. Kant, Critique of Pure Reason, p. 11.
[2] G. W. F. Hegel, Encyclopedia of the Philosophical Sciences, Part One: Logic (Henceforth referred to as Shorter Logic), p. 35.
[3] Ibid., p. 35.
[4] Ibid., p. xii.
[5] Ibid., p. xiv.
[6] Ibid., p. 14.
[7] P. Lafargue, ‘Le Matérialisme de Marx et l’Idéalisme de Kant’ (‘Marx’s Materialism and Kant’s Idealism’), in Le Socialiste, 25 February 1900.
[8] I. Kant, Critique of Pure Reason, p. 8.
[9] Ibid., p. 68.
[10] Ibid., pp. 10-11.
[11] Ibid., p. 304.
[12] Ibid., p. 282.
[13] Ibid., p. 284
[14] G. W. F. Hegel, Shorter Logic, p. 77.
[15] Ibid., p. 77.
[16] Ibid., p. 78.
[17] K. Marx, ‘Theses on Feuerbach’, MECW, Vol. 5, p. 5.